Requirements

• Basic knowledge of Compliance

Description

Do you know:

Why companies, organizations, businesses, and institutions are being penalized by regulators?

How important Regulatory Compliance is for companies, organizations, and institutions?

How do the Board of Directors, Management, Employees, and Compliance Team work together, to ensure Regulatory Compliance?

There are various laws,  regulations, standards, directives, etc. that are issued by regulators, for companies, businesses, and organizations, operating in different sectors and jurisdictions. Non-compliance results in significant penalties.   

What Will You Learn In This Course?

In this course, you will learn, how the regulators are focusing on a strong compliance culture to be implemented by companies, businesses, organizations, and institutions to avoid fines & penalties due to regulatory non-compliance.

You will learn different key concepts related to Compliance, Compliance Efforts, Regulators, Regulated Entities, Regulatory Compliance, Compliance Culture, Types of Compliance Culture, Governance Structure, Three Lines of Defense Model of Regulatory Compliance, Compliance Function, Different Regulated Sectors, Famous Laws, Acts and Regulations in the World, etc. We will also discuss some case studies and examples. 

You will also learn about the overview of different key Acts, Standards, Laws, and Regulations, which are applicable to different kinds of organizations, such as Financial Institutions, and other Organizations working in different sectors including Manufacturing, Service, Health, and Safety Sectors, etc.

You will learn about Regulatory Technology (Red-Tech), Its uses, and examples.

You will learn the overview of the regulatory requirements prescribed by important AML and KYC Regulations that are applicable in the United States and Europe (BSA and EU AMLD4) for financial institutions such as Digital banks, Cryptocurrency Exchanges, and Financial Technology (Fin Techs) institutions.

You will learn the overview of Artificial Intelligence (AI) Regulatory Requirements, Levels of Risks and Transparency Requirements to be complied with by the Generative AI (such as Chapt Gpt) Service Providers in the Europe EU. We will discuss the Unacceptable, HIgh Risk, and Limited Risks associated with the use of AI.

You will learn the overview of some famous Data Protection Laws and Acts of different countries including the United States, Canada, China, Singapore, Philippines, and Australia.

- Data protection Acts and Laws include the United States California Consumer Privacy Act (CCPA), China's Personal Information Protection Law (PIPL), Canada's Personal Information Protection and Electronic Document Act (PIPEDA), Australia's The Privacy Act, Singapore's Personal Data Protection Act (PDPA), Philippines Data Privacy Act (DPA)

Bonus Lecture - Interview Questions and Answers for the Job of Compliance Officer / Compliance Manager

Bonus Lecture - Job Description of Regulatory Compliance Officer

Other Benefits of attending this course:

- QUIZ is also part of this course to test your knowledge about regulatory compliance.

- Downloadable Study Material files are also added, for you.

- Lifetime access to the course

- Certificate of completion of the course for your jobs and CVs enhancement

- Additions/updations to this course in the future, will be free

Who is this course for:

• Compliance professionals and students

• Risk management professionals and students

• Internal audit professionals and students

• Internal controls professionals

• ACCA, CPA, CAMS, CGA students

• Any other person who wants to learn and understand Regulatory Compliance

Who this course is for:

• Compliance Professionals,
• Regulatory Compliance Professionals
• Compliance Risk Management professionals
• Risk Management professionals
• Internal Audit Professionals
• Compliance, AML CFT, Regulatory Compliance, Risk Management Students
• Others who want to learn Regulatory Compliance